據 SEC 投資者諮詢委員會（IAC）市場結構小組委員會提交的建議草案，監理機構不應為股票代幣化提供「全面創新豁免」，而應透過有限豁免或逐條規則改革推動監理調整，同時維持核心投資者保護原則，包括要求明確揭露投資者權利、持續由 SEC 與 FINRA 對中介機構實施監理，並確保交易遵循最佳執行原則；相關監理改革亦應透過公開徵求意見程序訂定。

According to a draft proposal submitted by the Market Structure Subcommittee of the SEC Investor Advisory Committee (IAC), regulators should not grant 'blanket innovation exemptions' for stock tokenization. Instead, regulatory adjustments should be pursued through limited exemptions or rule-by-rule reforms, while upholding core investor protection principles. These include requiring clear disclosure of investor rights, maintaining oversight of intermediaries by the SEC and FINRA, and ensuring transactions comply with best execution standards. Relevant regulatory reforms should also be developed through a public comment process.